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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2024-10-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Questar Capital Corporation | Minneapolis | MN | 08/2010 | 03/2019 |
| Questar Asset Management | Minneapolis | MN | 08/2010 | 03/2019 |
| Woodbury Financial Services, Inc. | Tempe | AZ | 03/2019 | 01/2024 |
| Woodbury Financial Services, Inc. | Tempe | AZ | 03/2019 | 01/2024 |
| Osaic Wealth, Inc. | Tempe | AZ | 01/2024 | 09/2024 |
| Lpl Financial | Tempe | AZ | 09/2024 | Present |
1- 09/2024 / Notary / Notary / Not Investment Related / 3 hrs mth / 1 hr during trading / Tempe, AZ / Start date: 05/01/2015 2- 09/2024 / Insurance / Non-Variable Insurance / Investment Related / 1 hr mth / 1 hr during trading / Tempe, AZ / Start date: 01/01/2000 3- 09/2024 / S & G Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 4- 09/2024 / Real Estate Rental / Real Estate Rental / Property Owner / Investment Related / 1 hr mth / Mesa, AZ / Start date: 01/01/2008 5- 09/2024 / Seiter Financial LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1 hr mth / 1 hr during trading / Tempe, AZ / Start date: 01/01/2007 6 - 09/2024 / Seiter Law, PLLC / Other - Law Firm / Estate Planning / Not Investment Related / 20 hrs mth / Tempe, AZ / Start date: 05/15/2015
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1999-12-18 |
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