Best Investors Account Sign in

Marcus Nathan Seiter

LPl Financial LLC

Tempe, AZ

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-01
  • AZ RA
    APPROVED
    Since 2024-10-01

Branch Locations

960 W. Elliot Road Ste 114, Tempe, AZ 85284 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Questar Capital Corporation Minneapolis MN 08/2010 03/2019
Questar Asset Management Minneapolis MN 08/2010 03/2019
Woodbury Financial Services, Inc. Tempe AZ 03/2019 01/2024
Woodbury Financial Services, Inc. Tempe AZ 03/2019 01/2024
Osaic Wealth, Inc. Tempe AZ 01/2024 09/2024
Lpl Financial Tempe AZ 09/2024 Present
  • 08/2010 → 03/2019
    Questar Capital Corporation
    Minneapolis, MN
  • 08/2010 → 03/2019
    Questar Asset Management
    Minneapolis, MN
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Tempe, AZ
  • 03/2019 → 01/2024
    Woodbury Financial Services, Inc.
    Tempe, AZ
  • 01/2024 → 09/2024
    Tempe, AZ
  • 09/2024 → Present
    Lpl Financial
    Tempe, AZ
Previous Registrations
  • 2024-01-19 → 2024-10-02
    Tempe, AZ
  • 2019-03-01 → 2024-01-19
    Woodbury Financial Services, Inc.
    Tempe, AZ
  • 2010-08-26 → 2019-03-01
    Questar Asset Management, Inc.
    Minneapolis, MN
    Tempe, AZ
  • 2006-03-16 → 2010-08-24
    Rg Advisor Group
    Scottsdale, CA
  • 2007-01-09 → 2007-01-26
    Osaic Services, Inc.
    Scottsdale, AZ
    Phoenix, AZ
Other Businesses

1- 09/2024 / Notary / Notary / Not Investment Related / 3 hrs mth / 1 hr during trading / Tempe, AZ / Start date: 05/01/2015 2- 09/2024 / Insurance / Non-Variable Insurance / Investment Related / 1 hr mth / 1 hr during trading / Tempe, AZ / Start date: 01/01/2000 3- 09/2024 / S & G Wealth Partners / DBA for LPL Business (entity for LPL business) / Investment Related / At reported business location(s) 4- 09/2024 / Real Estate Rental / Real Estate Rental / Property Owner / Investment Related / 1 hr mth / Mesa, AZ / Start date: 01/01/2008 5- 09/2024 / Seiter Financial LLC / Business Entity For Tax/Investment Purposes Only / Not Investment Related / 1 hr mth / 1 hr during trading / Tempe, AZ / Start date: 01/01/2007 6 - 09/2024 / Seiter Law, PLLC / Other - Law Firm / Estate Planning / Not Investment Related / 20 hrs mth / Tempe, AZ / Start date: 05/15/2015

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-19
S63 Uniform Securities Agent State Law Examination 1999-12-18
  • S66 Uniform Combined State Law Examination
    2000-10-19
  • S63 Uniform Securities Agent State Law Examination
    1999-12-18
Designations
Other Names
  • Marcus Seiter

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Tempe, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor