Inactive

John Ernest Hallee

LPl Financial LLC

Farmingdale, ME

CRD 4604672

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2022-02-14

ME RA
APPROVED

Since 2022-02-14

Branch Locations

690 Maine Ave, Farmingdale, ME 04344 • United States

1071 Lisbon St, Lewiston, ME 04240-5768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Back River Financial Services, Inc	Farmingdale	ME	01/2010	Present
Lpl Financial Llc	Farmingdale	ME	10/2021	Present

01/2010 → Present

Back River Financial Services, Inc

Farmingdale, ME
10/2021 → Present

Lpl Financial Llc

Farmingdale, ME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-11

S65 Uniform Investment Adviser Law Examination

2022-02-11

Other Names

John Hallee

View on SEC IAPD

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Nearby Investors

PATRICIA ANN FLAGG

Lance Kenneth James Harder

Nearby Offices

CETERA INVESTMENT ADVISERS LLC · FARMINGDALE, ME

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