Inactive

John Ernest Hallee

LPl Financial LLC

Farmingdale, ME

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Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
ME	RA	APPROVED	2022-02-14

ME RA
APPROVED

Since 2022-02-14

Branch Locations

690 Maine Ave, Farmingdale, ME 04344 • United States

1071 Lisbon St, Lewiston, ME 04240-5768 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Back River Financial Services, Inc	Farmingdale	ME	01/2010	Present
Lpl Financial Llc	Farmingdale	ME	10/2021	Present

01/2010 → Present

Back River Financial Services, Inc

Farmingdale, ME
10/2021 → Present

Lpl Financial Llc

Farmingdale, ME

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-02-11

S65 Uniform Investment Adviser Law Examination

2022-02-11

Other Names

John Hallee

View on SEC IAPD

Other Firms

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AMERIPRISE FINANCIAL SERVICES, LLC

STATE FARM INVESTMENT MANAGEMENT CORP.

MAINE CENTER FOR WEALTH MANAGEMENT, LLC

Other Investors

PATRICIA ANN FLAGG

Lance Kenneth James Harder

JACOB DANIEL COAN

John Cameron Bandstra

KENNETH RAYMOND NOTT

Miles Thomas Whitlock

Other Offices

CETERA INVESTMENT ADVISERS LLC · FARMINGDALE, ME

GRP RETIREMENT PLANNING · FARMINGDALE, ME

COMMONWEALTH FINANCIAL NETWORK · HALLOWELL, ME

J.M. ARBOUR, LLC · GARDINER, ME

EDWARD JONES · HALLOWELL, ME

LPL FINANCIAL LLC · AUGUSTA, ME

AMERIPRISE FINANCIAL SERVICES, LLC · Augusta, ME

EDWARD JONES · AUGUSTA, ME

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