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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NV | RA | APPROVED | 2017-11-15 |
| TX | RA | APPROVED_RES | 2017-11-02 |
Branch Locations
450 N Stephanie St, Henderson, NV 89014 • United States
Las Vegas, NV • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Henderson | NV | 02/2009 | 11/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Henderson | NV | 10/2017 | Present |
I*3189265, Entity Type: , Name of OBA: N F D, Address: LAS VEGAS, Nevada, 89123, Investment Related: N, Position, Title, Association: , Employee State Date: 11/13/2025, No Hours: 0 Weekly, No Hours during Trading: 0 Weekly, Duties: NONE, HUSBAND CREATED A SOLE PROPRIETORSHIP AND LISTED MY NAME UNDER SPOUSE FOR HIS UBER BUSINESS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-30 |
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