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Armando Rojas

LPl Financial LLC

Tampa, FL

Tampa, FL

CRD 4604369

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-05-19
  • FL RA
    APPROVED
    Since 2022-05-19

Branch Locations

2502 South Manhattan Avenue, Tampa, FL 33629 • United States

950 West Fletcher Avenue, Tampa, FL 33612 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suncoast Schools Federal Credit Union Tampa FL 10/1995 Present
Cuna Brokerage Services, Inc. Waverly IA 10/2002 Present
Lpl Financial Llc Tampa FL 05/2022 Present
  • 10/1995 → Present
    Suncoast Schools Federal Credit Union
    Tampa, FL
  • 10/2002 → Present
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Tampa, FL
Previous Registrations
  • 2005-11-28 → 2022-05-25
    Cuna Brokerage Services, Inc.
    Tampa, FL
    Tampa, FL
    Valrico, FL
    Tampa, FL
    Tampa, FL
    Valrico, FL
    Tampa, FL
    Waverly, IA
Other Businesses

1. 05-18-2022-Suncoast Investment Services- Investment Related-AT Reported Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-11-22
  • S66 Uniform Combined State Law Examination
    2005-11-22

View on SEC IAPD

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