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Christopher John Campbell

Cjc Wealth Management

Olney, MD

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Current Employers
Cjc Wealth Management

Olney, MD • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-19
MD RA APPROVED 2023-02-23
  • TX RA
    APPROVED
    Since 2023-04-19
  • MD RA
    APPROVED
    Since 2023-02-23

Branch Locations

Olney, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cj Campbell & Associates Olney MD 01/2010 Present
Cjc Wealth Management Llc Olney MD 02/2023 Present
Ace 3 Holdings Llc Olney MD 02/2023 Present
  • 01/2010 → Present
    Cj Campbell & Associates
    Olney, MD
  • 02/2023 → Present
    Cjc Wealth Management Llc
    Olney, MD
  • 02/2023 → Present
    Ace 3 Holdings Llc
    Olney, MD
Other Businesses

Recommend life insurance and annuities if appropriate for the client - a commission is received from the carrier not the client. Christopher John Campbell is a licensed insurance agent for CJ Campbell & Associates. CJCWM and CJ Campbell & Associates are under common control and ownership. This activity creates a conflict of interest since there is an incentive to recommend insurance products based on commissions or other benefits received from the insurance company, rather than on the client's needs. Additionally, the offer and sale of insurance products by supervised persons of CJCWM are not made in their capacity as a fiduciary, and products are limited to only those offered by certain insurance providers. CJCWM addresses this conflict of interest by requiring its supervised persons to act in the best interest of the client at all times, including when acting as an insurance agent. CJCWM periodically reviews recommendations by its supervised persons to assess whether they are based on an objective evaluation of each client's risk profile and investment objectives rather than on the receipt of any commissions or other benefits. CJCWM will disclose in advance how it or its supervised persons are compensated and will disclose conflicts of interest involving any advice or service provided. At no time will there be tying between business practices and/or services (a condition where a client or prospective client would be required to accept one product or service conditioned upon the selection of a second, distinctive tied product or service). No client is ever under any obligation to purchase any insurance product. Insurance products recommended by CJCWM's supervised persons may also be available from other providers on more favorable terms, and clients can purchase insurance products recommended through other unaffiliated insurance agencies. Start date 01/2010. 3470 Olney-Laytonsville Rd, #277, Olney, MD 20832 Christopher John Campbell is the Founder and CEO of Ace 3 Holdings, LLC. Ace 3 Holdings, LLC is an owner of CJC Wealth Management, LLC. Christopher John Campbell is the Founder and CEO of CJ Campbell and Associates, an insurance company. Christopher John Campbell spends 30 hours per week engaged in his other business activities.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-12-22
  • S65 Uniform Investment Adviser Law Examination
    2022-12-22
Other Names
  • Chris John Campbell

View on SEC IAPD

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