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David L Caillier

Robert W. Baird & Co. Incorporated

Santa Clara, CA

Mill Valley, CA

Roseville, CA

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-02-03
CA RA APPROVED 2011-10-03
  • TX RA
    APPROVED_RES
    Since 2017-02-03
  • CA RA
    APPROVED
    Since 2011-10-03

Branch Locations

2445 Augustine Drive, 2Nd Floor, Santa Clara, CA 95054 • United States

2 Belvedere Place Suite 330, Mill Valley, CA 94941 • United States

1400 Rocky Ridge Drive Suite 250, Roseville, CA 95661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W. Baird San Francisco CA 09/2011 Present
  • 09/2011 → Present
    Robert W. Baird
    San Francisco, CA
Previous Registrations
  • 2009-10-15 → 2011-10-26
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2007-07-03 → 2009-10-12
    Leucadia Asset Management Llc
    San Francisco, CA
  • 2005-07-08 → 2007-06-26
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
    San Francisco, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-07-07
  • S66 Uniform Combined State Law Examination
    2005-07-07

View on SEC IAPD

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