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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2022-02-02 |
Branch Locations
16811 Burke Street Suite 101, Omaha, NE 68118 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade, Inc. | Bellevue | NE | 10/2002 | 07/2024 |
| Charles Schwab & Co., Inc. | Omaha | NE | 12/2022 | Present |
| Charles Schwab Bank | Omaha | NE | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-03-08 |
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