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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2022-12-16
  • SC RA
    APPROVED
    Since 2022-12-16

Branch Locations

101 West St. John Street Suite 207, Spartanburg, SC 29306 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Spartanburg SC 06/2009 12/2022
Morgan Stanley Private Bank, National Association New York NY 11/2017 12/2022
Raymond James Financial Services, Inc. Spartanburg SC 12/2022 Present
Raymond James Financial Services Advisors, Inc Spartanburg SC 12/2022 Present
  • 06/2009 → 12/2022
    Morgan Stanley Smith Barney
    Spartanburg, SC
  • 11/2017 → 12/2022
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 12/2022 → Present
    Raymond James Financial Services, Inc.
    Spartanburg, SC
  • 12/2022 → Present
    Spartanburg, SC
Previous Registrations
Other Businesses

(1(1) Name of Business: Address: 149 Tremont Road, Spartanburg, SC, 29306, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: No Start Date: 03/29/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Handle upkeep and maintenance of property. (2) Name of Business: Jeter Hrubala Wealth Strategies Address: 101 W Saint John St Ste 207, Spartanburg, SC, 29306-5167, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 12/16/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Assist Financial Advisor/Owner with clients and operational items as it relates to the company.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-16
S63 Uniform Securities Agent State Law Examination 2006-01-23
  • S66 Uniform Combined State Law Examination
    2015-07-16
  • S63 Uniform Securities Agent State Law Examination
    2006-01-23
Other Names
  • Hollie Ann Jackson
  • Hollie Ann Jackson
  • Hollie Jackson O'SHields
  • Hollie Jackson Jackson

View on SEC IAPD

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