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Employer firm

Planmember Securities Corporation CRD 11869

$10.1B regulatory AUM 125 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2012-05-04
  • OH RA
    APPROVED
    Since 2012-05-04

Branch Locations

1270 S. Cleveland Massillon Rd., Bldg A, Suite 102, Copley, OH 44321 • United States

6267 Carpinteria Avenue, Carpinteria, CA 93010 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D&E Financial Services, Inc. Akron OH 06/2001 Present
Planmember Securities Corporation Carpinteria CA 05/2012 Present
Previous Registrations
  • 2009-01-23 → 2012-04-30
    Securities America Advisors, Inc.
    Lavista, NE
  • 2007-11-13 → 2009-01-23
    Brecek & Young Advisors, Inc.
    Folsom, CA
    Akron, OH
    Akron, OH
Other Businesses

"1)D & E FINANCIAL SERVICES-1270 S. Cleveland-Massillon Rd. Building A, Suit 102, Copley, Ohio 44321; INSURANCE & FINANCIAL SVCS; AGENT/REP; START DATE 6/01; 160 HRS/MNTH & DURING TRADING; IR. 2.)BRYAN A. HUMMEL DBA PC SOLUTIONS- 2457 NORTON RD HUDSON, OH; PC REPAIR, SOFTWARE SETUP & NETWORKING; OWNER/SOLE PROPRIETOR; START DATE 8/04; 40 HRS/ MNTH & DURING TRADING; NIR. "

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2019-08-07
S65 Uniform Investment Adviser Law Examination 2007-09-28
  • S63 Uniform Securities Agent State Law Examination
    2019-08-07
  • S65 Uniform Investment Adviser Law Examination
    2007-09-28
Other Names
  • Bryan Hummel

View on SEC IAPD

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