Laurie Schaeffer

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 08/2017
  Metlife Securities Inc.
  Elmsford, NY
• 03/2017 → 08/2017
  Mml Investors Services, Llc
  Elmsford, NY
• 08/2017 → Present
  Lpl Financial Llc
  Sandy Springs, GA
• 08/2017 → 03/2019
  Independent Financial Partners
  White Plains, NY
• 03/2019 → Present
  Independent Advisor Alliance, Llc
  Charlotte, NC

Previous Registrations

• 2017-08-24 → 2019-03-15
  Independent Financial Partners
  White Plains, NY
• 2017-03-25 → 2017-08-29
  Mml Investors Services, Llc
  Elmsford, NY
• 2015-01-02 → 2017-03-25
  Msi Financial Services, Inc.
  Elmsford, NY
• 2011-10-04 → 2015-01-02
  New England Securities
  Jacksonville, FL
  Tallahassee, FL
  Elmsford, NY

Other Businesses

1) 07/17/2017 - Rightirement Wealth Partners - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 7/2017 - 1160 hr/mth 2) 07/17/2017 - Notary - NY - start: 05/2014 - 1 mr/mth 3) 8/28/2017 - Rightirement Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 4) 9/13/2017 - Laurie Schaeffer, CRPC ® - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 08/29/2017 - 160 Hours Per Month During Securities Trading. 5) 5/28/2019 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Start Date: 03/01/2019 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity on 5/28/2019. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 10/4/2019 - Blackbridge Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/04/2019 - 160 Hours Per Month/140 Hours During Securities Trading. 7) 12/18/2019 - RWP Capital - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/16/2019 - 10 Hours Per Month During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-09-21
• S66 Uniform Combined State Law Examination
  2003-03-10