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Kristopher Bryan Field

LPl Financial LLC

Allen, TX

CRD 4603208

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

Allen, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Glp Investment Services, Llc Farmington Hills MI 10/2016 04/2017
N/A Dallas TX 12/2014 09/2016
Bradley Woods & Co. Ltd. New York NY 05/2018 10/2018
Equity Build Dallas TX 04/2017 08/2018
Unemployed Dallas TX 11/2018 03/2019
Compass Bank Birmingham AL 03/2019 08/2021
Bbva Compass Insurance Agency Inc Austin TX 03/2019 08/2021
Bbva Securities Inc Dallas TX 03/2019 08/2021
Bbva Wealth Solutions Inc. Dallas TX 03/2019 08/2021
Pnc Investments Murphy TX 08/2021 02/2022
Hilltop Securities Dallas TX 02/2022 09/2025
Lpl Financial Llc Allen TX 09/2025 Present
  • 10/2016 → 04/2017
    Glp Investment Services, Llc
    Farmington Hills, MI
  • 12/2014 → 09/2016
    N/A
    Dallas, TX
  • 05/2018 → 10/2018
    Bradley Woods & Co. Ltd.
    New York, NY
  • 04/2017 → 08/2018
    Equity Build
    Dallas, TX
  • 11/2018 → 03/2019
    Unemployed
    Dallas, TX
  • 03/2019 → 08/2021
    Compass Bank
    Birmingham, AL
  • 03/2019 → 08/2021
    Bbva Compass Insurance Agency Inc
    Austin, TX
  • 03/2019 → 08/2021
    Bbva Securities Inc
    Dallas, TX
  • 03/2019 → 08/2021
    Bbva Wealth Solutions Inc.
    Dallas, TX
  • 08/2021 → 02/2022
    Pnc Investments
    Murphy, TX
  • 02/2022 → 09/2025
    Hilltop Securities
    Dallas, TX
  • 09/2025 → Present
    Allen, TX
Previous Registrations
  • 2023-05-04 → 2025-09-04
    Allen, TX
    Allen, TX
    Dallas, TX
  • 2022-02-25 → 2023-04-27
    Dallas, TX
  • 2021-08-19 → 2022-03-04
    Alexandria, IN
    Plano, TX
    Murphy, TX
    Garland, TX
    Garland, TX
    Plano, TX
    Plano, TX
  • 2019-03-25 → 2021-08-17
    Pnc Managed Account Solutions, Inc.
    Dallas, TX
  • 2013-09-12 → 2014-11-03
    Jrl Capital Advisors Llc
    Encinitas, CA
    Newport Beach, CA
  • 2010-05-18 → 2011-09-14
    Vfg Advisors, Inc.
    Los Angeles, CA
  • 2003-03-19 → 2010-05-19
    Wfp Securities
    Encinitas, CA
    San Diego, CA
    San Diego, CA
Other Businesses

1. 08/2025 - FIELD WEALTH MANAGEMENT INC - Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Allen TX 75013 - OBA Start Date: 06/01/2024 2. 08/2025 - Kadens Collectibles LLC- Business Entity For Tax/Investment Purposes Only - Not Investment Related - 0 Hrs/Mth - 0 Hrs During Trading - Allen TX 75013 - OBA Start Date: 12/12/2024

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-03-01
S63 Uniform Securities Agent State Law Examination 2018-10-22
S66 Uniform Combined State Law Examination 2003-03-17
  • S65 Uniform Investment Adviser Law Examination
    2019-03-01
  • S63 Uniform Securities Agent State Law Examination
    2018-10-22
  • S66 Uniform Combined State Law Examination
    2003-03-17

View on SEC IAPD

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