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Current Employers
First Citizens Investor Services, Inc.

8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-20
  • OH RA
    APPROVED
    Since 2025-06-20

Branch Locations

New Albany , OH • United States

4300 Six Forks Road, Raleigh, NC 27609 • United States

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

First Citizens Asset Management, Inc

8540 Colonnade Center Drive, Raleigh, NC 27615 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-20
  • OH RA
    APPROVED
    Since 2025-06-20

Branch Locations

4300 Six Forks Road, Raleigh, NC 27609 • United States

New Albany, OH • United States

Svb Wealth

53 State Street 28Th Floor, Boston, MA 02109 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-06-20
  • OH RA
    APPROVED
    Since 2025-06-20

Branch Locations

4300 Six Forks Road, Raleigh, NC 27609 • United States

New Albany, OH • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Huntington Investment Company Columbus OH 08/2014 11/2019
The Huntington Investment Company Columbus OH 11/2019 Present
First Citizens Investor Services Raleigh NC 05/2025 Present
First Citizens Bank Raleigh NC 05/2025 Present
First Citizens Asset Management Raleigh NC 05/2025 Present
Svb Wealth Raleigh NC 05/2025 Present
Svb Wealth Boston MA 05/2025 Present
Previous Registrations
  • 2022-10-26 → 2025-06-09
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
    Columbus, OH
Other Businesses

NATIONAL CENTER FOR WOMEN & INFORMATION TECHNOLOGY 1111 ENGINEERING DRIVE ECCE-1B-36 BOULDER CO 80309 POSITION: Regional Affiliate Coordinator NATURE: Board Member / Committee Member INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 1 START DATE: 09/01/2014 ADDRESS: NCWIT - University of Colorado, 417 UCB, Boulder CO 80309, United States DESCRIPTION: NCWIT Aspirations in Computing is a talent development pipeline initiative of the National Center for Women & Information Technology (NCWIT). This program is designed to increase female participation in technology careers by providing encouragement, visibility, community, leadership opportunities, scholarships, and internships to high-potential, technically inclined young women. Since 2007, NCWIT has inducted more than 2,200 young women into the Aspirations in Computing community and helped usher them into careers in technology. Find out more: www.aspirations.org or aspirations@ncwit.org. NCWIT Aspirations in Computing provides structured, long-term engagement and support for young women in technology, from middle school through high school and from college into the workforce. NCWIT Aspirations in Computing includes the following programs: Award for Aspirations in Computing Aspirations in Computing community AspireIT, a middle school outreach program Aspirations in Computing Educator Award SVB Wealth, 53 State Street 28th Floor, Boston, MA 02109; SVBW is an affiliated IA Firm. As the Compliance Director duties are overseeing the broker dealer and RIA businesses including SVB Wealth. FCAM; 8540 Colonnade Center Drive, Raleigh, NC 27615. FCAM is an affiliated IA Firm. As the Compliance Director duties are overseeing the broker dealer and RIA businesses including SVB Wealth. Maryhaven; 1791 Alum Creek Columbus, OH 43207. Maryhaven is a non-profit rehabilitation organization in Ohio that offers treatments ad care for drug, alcohol and gambling addictions. I am a board member for Maryhaven- Ohio. As a board member, my responsibilities include providing strategic guidance, ensuring fiscal oversight, supporting fundraising efforts, upholding governance practices, and using my expertise and network to advance Maryhaven's impact in the community. Position began 2/28/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-22
S63 Uniform Securities Agent State Law Examination 1999-12-29
  • S65 Uniform Investment Adviser Law Examination
    2022-10-22
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
Other Names
  • Serina Moro Koranteng
  • Serina Moro Koranteng

View on SEC IAPD

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