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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2023-06-29 |
Branch Locations
2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Wealth Services, Llc | El Segundo | CA | 05/2014 | Present |
| Cetera Advisors Llc | Greenwood Village | CO | 05/2014 | Present |
| Cetera Financial Specialists Llc | Schaumburg | IL | 05/2014 | Present |
| Cetera Investment Services Llc | St Cloud | MN | 05/2014 | Present |
| Summit Brokerage Services, Inc. | Boca Raton | FL | 10/2015 | 12/2019 |
| Investors Capital Corp. | Lynnfield | MA | 07/2016 | 11/2016 |
| First Allied Securities, Inc. | San Diego | CA | 02/2017 | 09/2022 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-09-22 |
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