Best Investors Account Sign in

Christina Marie Cooling

Cetera Investment Advisers LLC

Kent, WA

El Segundo, CA

CRD 4603025

Claim This Profile
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2023-06-29
  • WA RA
    APPROVED
    Since 2023-06-29

Branch Locations

Kent, WA • United States

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Wealth Services, Llc El Segundo CA 05/2014 Present
Cetera Advisors Llc Greenwood Village CO 05/2014 Present
Cetera Financial Specialists Llc Schaumburg IL 05/2014 Present
Cetera Investment Services Llc St Cloud MN 05/2014 Present
Summit Brokerage Services, Inc. Boca Raton FL 10/2015 12/2019
Investors Capital Corp. Lynnfield MA 07/2016 11/2016
First Allied Securities, Inc. San Diego CA 02/2017 09/2022
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 05/2014 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2014 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 05/2014 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 05/2014 → Present
    Cetera Investment Services Llc
    St Cloud, MN
  • 10/2015 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 07/2016 → 11/2016
    Investors Capital Corp.
    Lynnfield, MA
  • 02/2017 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
  • 2012-01-05 → 2012-06-18
    Signator Financial Services, Inc.
    Bellevue, WA
  • 2006-11-10 → 2012-01-05
    Pacific West Financial Consultants Inc
    Renton, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-09-22
  • S66 Uniform Combined State Law Examination
    2006-09-22
Other Names
  • Christina Marie Cooling
  • Christina Marie Cooling
  • Christina Marie Reid

View on SEC IAPD

More in Kent, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor