Richard Douglas Sieling

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 11/2024
  Usca Securities Llc
  Austin, TX
• 06/2014 → 06/2021
  Usca Ria Llc
  Austin, TX
• 06/2021 → 11/2024
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 11/2024 → Present
  Raymond James Financial Services, Inc.
  Liberlty Hil, TX
• 11/2024 → Present
  Raymond James Financial Services Advisors, Inc.
  Liberty Hill, TX
• 11/2024 → Present
  Oak Crest Advisors
  Liberty Hill, TX

Previous Registrations

• 2021-06-30 → 2024-11-01
  U.S. Capital Wealth Advisors, Llc
  Austin, TX
• 2014-06-27 → 2021-06-30
  Usca Ria Llc
  Houston, TX
  Austin, TX
• 2012-04-06 → 2014-06-30
  Wells Fargo Clearing Services, Llc
  Austin, TX

Other Businesses

(1)Name of Business: Address: Garden Flat, 4 Ridgway, London, ABD, SW19 4QN, United Kingdom Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 06/01/2009 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My wife and I own a flat in London which we rent out on short term rental basis occasionally. We have a local Mgmt company (Veeve) that manages all aspects of renting the property - marketing, servicing guests and repairs when needed. (2)Name of Business: Loop 360 Address: 1011 Westlake Dr, Austin, TX, 78746, United States Activity Type: Non profit Position/Title: Officer - Treasurer Investment Related: Yes Start Date: 04/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: As a Member of the Board, I review financial performance of the Water company monthly during our Board meetings. As Treasure, I may be called upon to discuss with potential lenders any Capital Improvement projects we may want to finance. I have resigned check writing authority and authorized status of the bank accounts during our Board meeting on 11/20/2024. (3)Name of Business: Moseley Ranch Cattle LLC Address: 5204 Cuesta Verde, Austin, TX, 78746, United States Activity Type: Agriculture/Farming Position/Title: Other Investment Related: No Start Date: 07/01/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: As a Member and effectively the Treasurer. This company exists to maintain the ag exemption of the ranch land owned by various family member. As Treasurer, I pay bills monthly, produce financial statements at year end and coordinate the tax return.

Exams

• S66 Uniform Combined State Law Examination
  2012-04-05

Designations

• Certified Financial Planner