Thurston Spaulding

Employer firm

Advisory Services Network CRD 146051

$10.6B regulatory AUM 49 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2014 → 04/2019
  Capital Fiduciary Advisors, Llc
  Alexandria, VA
• 03/2006 → Present
  The Spaulding Financial Company, Llc
  Alexandria, VA
• 02/2014 → 11/2017
  Investment Professionals Inc
  Alexandria, VA
• 02/2014 → 11/2017
  Access Capital Management, Llc
  Alexandria, VA
• 05/2019 → 04/2024
  Ategra Capital Management, Llc
  Vienna, VA
• 04/2024 → Present
  Advisory Services Network, Llc
  Atlanta, GA

Previous Registrations

• 2019-05-08 → 2024-04-08
  Ategra Capital Management, Llc
  Vienna, VA
• 2014-04-11 → 2019-04-30
  Capital Fiduciary Advisors, Llc
  Alexandria, VA
  Reston, VA
• 2014-04-15 → 2017-11-03
  Investment Professionals, Inc.
  San Antonio, TX
  Alexandria, VA
• 2006-02-01 → 2014-04-17
  Dondero & Associates, Ltd
  Alexandria, VA
• 2003-04-07 → 2005-06-06
  Morgan Stanley Dw Inc.
  Alexandria, VA

Other Businesses

1. THE SPAULDING FINANCIAL COMPANY, LLC, INVESTMENT RELATED: NO, ADDRESS: 665 S WASHINGTON ST, ALEXANDRIA, VA 22314, NATURE OF BUSINESS: HOLDING AND MANAGEMENT SERVICES, POSITION/TITLE/RELATIONSHIP: OWNER, MANAGING PRINCIPAL, APROX NUMBER OF HOURS PER MONTH: 8, BRIEF DESCRIPTION OF DUTIES: RUN THE DAY TO DAY OPERATIONS OF COMMERCIAL OFFICE LEASE. 2. SAINT JOHN'S EPISCOPAL CHURCH; POSITION: GENERAL TREASURER, FINANCE COMMITTEE MEMBER; INVESTMENT RELATED: YES; NUMBER OF HOURS PER MONTH: ESTIMATE 4 HOURS, NONE DURING SECURITIES TRADING HOURS. 3. INSURANCE AGENT DBA DSP RISK STRATEGIES: LIFE, HEALTH, DISABILITY INSURANCE & NON-VARIABLE ANNUITY BUSINESS OFFERINGS. ESTIMATE 15 HOURS PER MONTH, ALL DURING TRADING HOURS. INVESTMENT RELATED ACTIVITY. 4. DSP FINANCIAL GROUP, LLC: MANAGING MEMBER SINCE 06/2025. SERVICING COMPANY FOR BUSINESS EXPENSES FOR ADVISORY PRACTICE. TIME SPENT 4 HOURS PER MONTH, 1 HOUR DURING TRADING HOURS. NON-INVESTMENT RELATED ACTIVITY.

Exams

• S66 Uniform Combined State Law Examination
  2003-04-03

Other Names

• Thurston Spaulding
• Thurston Spaulding
• Thurston Spaulding