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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2018-10-03 |
| FL | RA | APPROVED | 2017-05-26 |
Branch Locations
137 State Rd 60 W, Lake Wales, FL 33853 • United States
3200 Us Highway 27 S, Sebring, FL 33870 • United States
1543 Lakeland Hills Blvd Ste 5, Lakeland, FL 33805 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Orlando | FL | 10/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 11/2016 | 05/2017 |
| Lpl Financial Llc | Lake Wales | FL | 05/2017 | Present |
1. 5/25/2017 - THOMPSON WEALTH ADVOCATES - Investment Related - At Reported Business Location(s) - - DBA for LPL Business (entity for LPL business) - Start Date: 5/1/2017 - 200 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 9/16/2020 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 10/15/2020 - 12 Hours Per Month During Securities Trading - Medicare Advantage plans and Medicare Supplement policies. 3. 08/10/2021 - Warner University - Not Investment Related - 13895 US HWY 27, Lake Wales, FL 33859 - Outside/W-2 Employment - Adjunct Professor - Start Date: 08/23/2021 - 15 Hours Per Month/0 Hours During Securities Trading - Adjunct Professor for our local university teaching agricultural mechanics. 4. 12/19/2024- Lakeland Investment Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s) -Start date 08/01/2024- 40 Hours Per Month- 40 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-12-08 |
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