Noel Hodges

Employer firm

Rockefeller Capital Management CRD 294197

$36.8B regulatory AUM 423 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2002 → 06/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
• 09/2009 → 06/2020
  Bank Of America, Na
  Paramus, NJ
• 06/2020 → Present
  Rockefeller Financial Llc
  New York, NY
• 06/2020 → Present
  Rock & Co Llc
  New York, NY

Previous Registrations

• 2003-06-23 → 2020-06-23
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Paramus, NJ
  Paramus, NJ

Other Businesses

BH Family LLC; Investment related; Glen Rock, NJ; Rental Property; Part Owner of LLC; 06/18/2026; Zero hours per month and 0 hours during trading hours; LLC holds rental property that spouse handles.

Exams

• S66 Uniform Combined State Law Examination
  2003-06-17

Other Names

• Noel Hodges
• Noel Hodges