David Lowell Moran

Employer firm

Equitable Advisors, LLC CRD 6627

$42.5B regulatory AUM 171,648 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2003 → 06/2020
  Axa Advisors, Llc
  New York, NY
• 04/2003 → Present
  Equitable Advisors, Llc
  New York, NY

Other Businesses

1. Outside Fixed Business. 2. Trustee for Immediate Family (parents trust). 3. Employer Driven Insurance Solutions (EDIS), for health insurance. 4. Board Member, East County Chamber of Commerce, 211 S Magnolia, El Cajon, CA 92021. Not Investment Related. 5. Owner, Five2 Studios, 9570 Jiola Way, La Mesa, CA 91941. Not Investment related. 6. President/Owner, S-Corp, David Moran, CFP. Located at: 5480 Baltimore Drive, Suite 100 La Mesa, CA 91942

Exams

• S66 Uniform Combined State Law Examination
  2003-06-12