Denise Lynne Johnson

Current Employers

Eagle Strategies Llc

51 Madison Avenue 12Th Floor, New York, NY 10010 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2024-02-06
NC	RA	APPROVED	2011-06-13

SC RA
APPROVED

Since 2024-02-06
NC RA
APPROVED

Since 2011-06-13

Branch Locations

14819 Ballantyne Village Way, 11Th Fl Suite 1100, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
New York Life Insurance Company	Seven Hills	OH	10/2002	Present
Nylife Securities Inc	Seven Hills	OH	07/2006	Present
Eagle Strategies Llc	Charlotte	NC	06/2011	Present

10/2002 → Present

New York Life Insurance Company

Seven Hills, OH
07/2006 → Present

Nylife Securities Inc

Seven Hills, OH
06/2011 → Present

Eagle Strategies Llc

Charlotte, NC

Other Businesses

[Notary Public; Notarizing documents. I will not notarize any documents related to NYL business.; 201 Tom Hall St.; Unit #1312; Start Date 12/2023; Role/Title: Independent Contractor; Not Investment Related; 3 hours per month; 0 hours per month during securities trading hours]

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-02-23

S66 Uniform Combined State Law Examination

2011-02-23

Other Names

Denise Lynne Sims

View on SEC IAPD

Current Employers

Eagle Strategies Llc

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

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