Samantha Madero

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-25

TX RA
APPROVED

Since 2019-01-25

Branch Locations

845 Texas Avenue, Houston, TX 77002 • United States

2800 Post Oak Boulevard Suite 3200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Monex Securities, Inc.	Houston	TX	04/2015	11/2018
Monex Asset Management, Inc.	Houston	TX	06/2015	11/2018
Morgan Stanley	Houston	TX	12/2018	Present

04/2015 → 11/2018

Monex Securities, Inc.

Houston, TX
06/2015 → 11/2018

Monex Asset Management, Inc.

Houston, TX
12/2018 → Present

Morgan Stanley

Houston, TX

Previous Registrations

2015-06-12 → 2018-11-27

Monex Asset Management, Inc.

Houston, TX

Other Businesses

NAME OF BUSINESS:HOUSTON IYENGAR YOGA STUDIO INVESTMENT RELATED: NOT INVESTMENT RELATED CITY/STATE: HOUSTON, TX NATURE OF BUSINESS: I AM A REGISTERED YOGA TEACHER TITLE: YOGA INSTRUCTOR START DATE:03/2017 DURING BUSINESS HOURS:0 AFTER BUSINESS HOURS:2

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-06-08

S66 Uniform Combined State Law Examination

2015-06-08

View on SEC IAPD