Brian John Biggs

Current Employers

Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

Authority	Category	Status	Date
WA	RA	APPROVED	2024-05-06

WA RA
APPROVED

Since 2024-05-06

Branch Locations

Bellevue, WA • United States

920 Fifth Avenue Suite 1600, Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
United/Mutual Of Omaha Investor Services Inc.	Lynnwood	WA	07/2002	12/2023
Mml Investors Services, Llc	Seattle	WA	05/2024	Present
Massmutual Life Insurance Co	Seattle	WA	11/2023	Present

07/2002 → 12/2023

United/Mutual Of Omaha Investor Services Inc.

Lynnwood, WA
05/2024 → Present

Mml Investors Services, Llc

Seattle, WA
11/2023 → Present

Massmutual Life Insurance Co

Seattle, WA

Previous Registrations

2011-04-12 → 2023-12-21

Mutual Of Omaha Investor Services, Inc.

Bremerton, WA

Tacoma, WA

Lynnwood, WA

Lynden, WA

Spokane Valley, WA

Lynnwood, WA

Phoenix, AZ

Other Businesses

NAME: BRIAN J BIGGS INV REL: Y ADD: 920 FIFTH AVENUE, SUITE 1600, SEATTLE, WA 98104 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE AGENT START DATE: 04/15/2024 NO. HR/MO: 4 NO. HR/MO DURING SEC TRADING: 0 DESCRIBE DUTIES: LIFE, DISABILITY, PROPERTY & CASUALTY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2011-04-08
S63	Uniform Securities Agent State Law Examination	1999-12-30

S65 Uniform Investment Adviser Law Examination

2011-04-08
S63 Uniform Securities Agent State Law Examination

1999-12-30

Other Names

Brian J Biggs

View on SEC IAPD