Steven Philip Paul

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2025-01-29
GA	RA	APPROVED	2024-10-11
NJ	RA	APPROVED	2024-10-11
NC	RA	APPROVED	2024-10-11
SC	RA	APPROVED	2024-10-11

TX RA
APPROVED_RES

Since 2025-01-29
GA RA
APPROVED

Since 2024-10-11
NJ RA
APPROVED

Since 2024-10-11
NC RA
APPROVED

Since 2024-10-11
SC RA
APPROVED

Since 2024-10-11

Branch Locations

Mt. Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Paul Associates	Melville	NY	05/2002	Present
American Portfolios Financial Services, Inc	Melivelle	NY	10/2002	10/2024
Osaic Wealth, Inc.	Scottsdale	AZ	10/2024	Present

05/2002 → Present

Paul Associates

Melville, NY
10/2002 → 10/2024

American Portfolios Financial Services, Inc

Melivelle, NY
10/2024 → Present

Osaic Wealth, Inc.

Scottsdale, AZ

Previous Registrations

2009-12-22 → 2024-10-11

American Portfolios Advisors, Inc

Holbrook, NY

Other Businesses

1. INSURANCE POSITION: Insurance Agent NATURE: Selling insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 15 START DATE: 01/01/2003 ADDRESS: 1357 Paint Horse Ct, Mount Pleasant SC 29429, United States DESCRIPTION: Sell insurance 2. TAX PREPARER POSITION: Tax preparer NATURE: Tax preparation, tax service, and small business services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2013 ADDRESS: 35 Pinelawn Rd, Suite 201, Melville NY 11747, United States DESCRIPTION: Prepare tax returns

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-08
S63	Uniform Securities Agent State Law Examination	2002-09-25

S66 Uniform Combined State Law Examination

2009-12-08
S63 Uniform Securities Agent State Law Examination

2002-09-25

View on SEC IAPD