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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

1 Marina Park Drive Ste 1600, Boston, MA 02210-1832 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jeffrey J. Bannon Cpa, P.C. Auburn MA 11/1990 Present
Metlife Securities Inc. Auburn MA 01/2015 03/2017
Mml Investors Services, Llc Boston MA 03/2017 Present
Mass Mutual Life Insurance Company Boston MA 07/2016 Present
  • 11/1990 → Present
    Jeffrey J. Bannon Cpa, P.C.
    Auburn, MA
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Auburn, MA
  • 03/2017 → Present
    Boston, MA
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Boston, MA
Previous Registrations
  • 2017-01-30 → 2018-01-25
    Auburn, MA
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Auburn, MA
  • 2007-03-26 → 2015-01-02
    New England Securities
    Worcester, MA
    Auburn, MA
  • 2000-04-01 → 2007-01-23
    U.S. Financial Advisors
    Auburn, MA
Other Businesses

Name: Jeffrey J. Bannon, CPA, P.C. Inv rel: Y Add: At Residential Address Nature: CPA/Tax Preparation Position: Owner Start date: 01/01/1983 No. HR/MO: 180 No. HR/MO during sec trading: 140

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-12-29
S65 Uniform Investment Adviser Law Examination 1999-12-20
  • S63 Uniform Securities Agent State Law Examination
    1999-12-29
  • S65 Uniform Investment Adviser Law Examination
    1999-12-20

View on SEC IAPD

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