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Fisher Investments CRD 107342
$387B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-09-15 |
| MN | RA | APPROVED | 2020-12-04 |
Branch Locations
6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States
Byron, MN • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Austin | MN | 04/2008 | 10/2018 |
| Fisher Investments | Camas | WA | 10/2018 | Present |
Real Estate Ownership; Single Family; Austin, MN 55912; Not Investment Related; Sept 2015/ Lot/Land; Austin MN 55912; Not Investment Related; Sept 2015. Boards of Directors; Austin Area Chamber of Commerce; Local Commerce; Board member; Austin MN 55912; Not Investment Related; March 2018; 1-9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-03 |
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