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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2015-09-25 |
| TX | RA | APPROVED | 2015-09-25 |
Branch Locations
315 Hawthorne Ln Hawthorne Professional Park, Athens, GA 30606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Athens | GA | 09/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Athens | GA | 11/2016 | Present |
GWENDOLYN KEY MALONE FAMILY LIMITED PARTNERSHIP LLP; NOT INVESTMENT RELATED; MARTINEZ,GA; 2.125% OWNERSHIP; START DATE 11/08/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-12 |
| S63 | Uniform Securities Agent State Law Examination | 2003-01-17 |
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