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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2015-09-25
TX RA APPROVED 2015-09-25
  • GA RA
    APPROVED
    Since 2015-09-25
  • TX RA
    APPROVED
    Since 2015-09-25

Branch Locations

315 Hawthorne Ln Hawthorne Professional Park, Athens, GA 30606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Athens GA 09/2015 11/2016
Wells Fargo Clearing Services, Llc Athens GA 11/2016 Present
Previous Registrations
Other Businesses

GWENDOLYN KEY MALONE FAMILY LIMITED PARTNERSHIP LLP; NOT INVESTMENT RELATED; MARTINEZ,GA; 2.125% OWNERSHIP; START DATE 11/08/2018; NUMBER OF HOURS PER MONTH 0; NUMBER OF HOURS DURING TRADING 0; NO DUTIES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-10-12
S63 Uniform Securities Agent State Law Examination 2003-01-17
  • S65 Uniform Investment Adviser Law Examination
    2004-10-12
  • S63 Uniform Securities Agent State Law Examination
    2003-01-17
Other Names
  • Thurman Lee Willis
  • Lee Lee Willis Iii
  • Thurman L Willis Iii
  • Lee Willis Iii
  • Thurman L. Willis Iii
  • Thurman L. Willis
  • Lee Willis Iii
  • Lee Willis

View on SEC IAPD

Other Firms

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