Lazaro Guzman

Current Employers

Employment History

• 02/2007 → 12/2022
  Prudential Investment Management Services, Llc
  Hartford, CT
• 04/2004 → 03/2022
  Prudential Retirement
  Hartford, CT
• 04/2019 → Present
  Global Portfolio Strategies, Inc.
  Hartford, CT
• 04/2022 → 12/2022
  Empower
  Hartford, CT
• 12/2022 → Present
  Empower Financial Services, Inc.
  Greenwood Village, CO

Previous Registrations

• 2019-04-11 → 2022-12-13
  Global Portfolio Strategies, Inc.
  Hartford, CT

Other Businesses

1) KEYSTONE INVESTMENT GROUP, LLC; POSITION: Managing Member / Owner NATURE: Real Estate Development Rental and Leasing INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 08/24/2011; ADDRESS: 40 Princeton Terrace, Belleville NJ 07109, United States; DESCRIPTION: THE BUSINESS WILL ACQUIRE REAL ESTATE PROPERTIES FOR THE PURPOSE OF RESALE AND/OR RENTAL INCOME. I WILL ACTIVELY MANAGE THE LLC & ENGAGE IN THE ACQUISITION, SALE, & MANAGEMENT OF REAL ESTATE PROPERTIES. MY FATHER HAS DAY TO DAY RESPONSIBILITY FOR MANAGING PROPERTIES TO ENSURE OUR BUSINESS ACTIVITIES DO NOT INTERFERE WITH MY WORK. 2) WEST HARTFORD PENSION BOARD; POSITION: Board Member NATURE: The Pension Board makes rules and regulations for the administration of the plan which are not inconsistent with its terms and provisions. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/10/2017; ADDRESS: 50 S Main St, West Hartford CT 06107, United States DESCRIPTION: Working with subject matter experts (Actuary- Hooker & Holcombe) and Investment Consultant-FIA); The West Hartford Pension Board: - Interprets the Plan Provisions - Reviews and Approves Annual Actuarial Assumptions - Establishes Asset Allocation - Conducts Investment Manager Reviews and Selections - Approves Fees The expectation is that any Board member with a conflict of interest will recuse themselves from voting on a resolution. 3) WEST HARTFORD PENSION BOARD; POSITION: Chairman of the Board NATURE: The Pension Board makes rules and regulations for the administration of the plan which are not inconsistent with its terms and provisions. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/01/202; ADDRESS: 50 S Main St, West Hartford CT 06107, United States DESCRIPTION: Working with subject matter experts (Actuary- Hooker & Holcombe) and Investment Consultant-FIA); The West Hartford Pension Board: - Interprets the Plan Provisions; - Reviews and Approves Annual Actuarial Assumptions; - Establishes Asset Allocation - Conducts Investment Manager Reviews and Selections; - Approves Fees; The expectation is that any Board member with a conflict of interest will recuse themselves from voting on a resolution. 4) Junior Achievement of Southern New England / Board Member. Education-based youth programs. Assist with strategic decisions. 2 hours per month; 0 hours per month during normal business hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2007-03-16

Designations

Other Names

• Lazaro Enrique Guzman