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April L Wheeler

Morgan Stanley

Winter Haven, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-11-21
FL RA APPROVED 2022-09-23
  • TX RA
    APPROVED
    Since 2022-11-21
  • FL RA
    APPROVED
    Since 2022-09-23

Branch Locations

250 North West 3Rd Street, Winter Haven, FL 33881 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Springfield MA 03/2011 01/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Springfield MA 01/2017 09/2019
Bank Of America, N.A. Springfield MA 08/2018 09/2019
Morgan Stanley Smith Barney Llc Winter Haven FL 09/2021 Present
Cassidy Holdings Group Llc Winter Haven FL 03/2020 08/2021
Unemployed Winter Haven FL 10/2019 02/2020
  • 03/2011 → 01/2017
    Ubs Financial Services Inc.
    Springfield, MA
  • 01/2017 → 09/2019
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Springfield, MA
  • 08/2018 → 09/2019
    Bank Of America, N.A.
    Springfield, MA
  • 09/2021 → Present
    Morgan Stanley Smith Barney Llc
    Winter Haven, FL
  • 03/2020 → 08/2021
    Cassidy Holdings Group Llc
    Winter Haven, FL
  • 10/2019 → 02/2020
    Unemployed
    Winter Haven, FL
Previous Registrations
  • 2017-05-09 → 2019-09-19
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Springfield, MA
    Lakeland, FL
  • 2009-06-01 → 2011-04-11
    Morgan Stanley
    Springfield, MA
  • 2007-04-02 → 2009-06-01
    Morgan Stanley & Co. Llc
    Springfield, MA
    Winter Haven, FL
    Winter Haven, FL
  • 2005-01-04 → 2007-04-02
    Morgan Stanley Dw Inc.
    Winter Haven, FL
    Winter Haven, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-09-22
S66 Uniform Combined State Law Examination 2003-01-28
  • S65 Uniform Investment Adviser Law Examination
    2022-09-22
  • S66 Uniform Combined State Law Examination
    2003-01-28
Other Names
  • April Leah Wheeler
  • April Wheeler Payeur
  • April L Wheeler
  • April Payeur
  • April W Payeur

View on SEC IAPD

Other Firms

UBS FINANCIAL SERVICES INC.
LPL FINANCIAL LLC
TUCKER ASSET MANAGEMENT LLC
WELLS FARGO CLEARING SERVICES, LLC
COMMONWEALTH FINANCIAL NETWORK
PFS INVESTMENTS INC.
FOUNDATIONS INVESTMENT ADVISORS LLC
EDWARD JONES

Other Investors

RACHEL PINNER LOBDELL
AMY B. GARBRECHT
DEBORAH MILLER SWENSON
Jack Heiss
ERIC EMBREY JOHNSON
MARK D WILLIAMS
GIOVANNA NEGLIA TESTONI
BRIAN GLENN HEMP

Other Offices

UBS FINANCIAL SERVICES INC. · WINTER HAVEN, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL
TUCKER ASSET MANAGEMENT LLC · Winter Haven, FL
WELLS FARGO CLEARING SERVICES, LLC · WINTER HAVEN, FL
COMMONWEALTH FINANCIAL NETWORK · WINTER HAVEN, FL
PFS INVESTMENTS INC. · WINTER HAVEN, FL
FOUNDATIONS INVESTMENT ADVISORS LLC · Winter Haven, FL
LPL FINANCIAL LLC · WINTER HAVEN, FL

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