Carson Wade Stephens

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → Present
  Nylife Securities Llc
  Austin, TX
• 10/2008 → Present
  New York Life Insurance Company
  Austin, TX
• 12/2008 → Present
  Eagle Strategies Llc
  Bastrop, TX
• 09/2013 → Present
  Carson Stephens Capital Strategies
  Salado, TX
• 05/2023 → 07/2024
  Truest Insurance Group
  Bastrop, TX

Previous Registrations

• 2006-03-03 → 2008-10-01
  Fsc Securities Corporation
  Bastrop, TX
  Canyon Lake, TX
• 2004-04-27 → 2005-11-07
  United Securities Alliance, Inc.
  Austin, TX

Other Businesses

[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 1001 Main Street, PO Box G, Bastrop, TX 78602; Start Date: 10/2008; Role/Title: Insurance Broker; Investment related] [OPERATING UNDER THE DBA NAME OF CARSON STEPHENS CAPITAL STRATEGIES FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; ADDRESS: SALADO, TX; START DATE: 09/2013] [Music Performance and Teaching; Performance of music for audiences and teaching of music to individuals and groups.; 209 Salado Creek Place, Salado, TX 76571; Start Date 12/2018; Role/Title: Independent Contractor; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours] [Property and Casualty Sales; Offering Property and Casualty insurance; 714 Chestnut Street, Bastrop, TX 78602; Start Date 01/2022; Role/Title: Owner; Investment Related; 10 hours per month; 10 hours per month during securities trading hours][Harvard Business Review Advisory Board Member; The Harvard Business Review is a highly respected affiliate of the Harvard Business School. It publishes articles of interest to business leaders world-wide; Harvard Business Review, 60 Harvard Way Boston, MA 02163; Start Date 07/2025; Role/Title: Board Member; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will respond to questionnaires and surveys from time to time]

Exams

• S66 Uniform Combined State Law Examination
  2004-04-19

Other Names

• Carson W Stephens