Bradley Alan Rist

Current Employers

Employment History

• 05/2015 → 01/2018
  Lincoln Financial Distributors
  Radnor, PA
• 01/2018 → 07/2020
  Lpl Financial
  Chicago, IL
• 08/2020 → 02/2022
  Mesirow Financial Inc.
  Chicago, IL
• 03/2022 → 05/2023
  Oak Park Elementary School District 97
  Oak Park, IL
• 06/2023 → Present
  Lpl Financial Llc
  Glen Ellyn, IL

Previous Registrations

• 2020-08-03 → 2022-05-03
  Mesirow Financial Investment Management, Inc.
  Chicago, IL
• 2018-03-09 → 2020-09-08
  Lpl Financial Llc
  Chicago, IL
  Winnetka, IL
  Worth, IL
  Geneva, IL
  St. Charles, IL
  Chicago, IL
  Channahon, IL
  Chicago, IL
  Orland Park, IL
  Minooka, IL
  Joliet, IL
  Oak Brook, IL
  Lake Forest, IL
• 2013-03-20 → 2015-09-03
  Keeley Asset Management Corp
  Chicago, IL
• 2011-05-11 → 2011-10-14
  Assetmark, Inc.
  Concord, CA

Other Businesses

1- 06/16/2023 / Strategic Wealth Group / DBA for LPL Business (entity for LPL business) / Investment Related / 198 HRS MNTH/8-5 HRS Trading/Time Spent 98% 2- 06/16/2023 - Horace Mann Elementary (D97 Oak Park) Parent Teacher Organization - Not Investment Related - Oak Park, IL - Non-Profit Board Member - Co-Secretary - Start Date 05/25/2023 - 2 Hours Per Month/ 0 Hours During Securities Trading - Time Spent 1%

Exams

• S66 Uniform Combined State Law Examination
  2018-03-08
• S63 Uniform Securities Agent State Law Examination
  2002-11-26