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Mitchel Evan Needelman

Spectrum Asset Management Inc

Newport Beach, CA

CRD 4599154

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Employer firm

Spectrum Asset Management Inc CRD 111007

$657M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • ESTATE PLANNING SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Spectrum Asset Management Inc

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-06-29
  • CA RA
    APPROVED
    Since 2018-06-29

Branch Locations

1301 Dove Street Suite 720, Newport Beach, CA 92660-2453 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Needelman Asset Management Newport Beach CA 10/2002 Present
  • 10/2002 → Present
    Needelman Asset Management
    Newport Beach, CA
Previous Registrations
  • 2011-08-03 → 2019-12-04
    Needelman Asset Management Inc
    Newport Beach, CA
  • 2005-04-05 → 2011-07-21
    Needelman Asset Management Inc
    Irvine, CA
Designations
  • Chartered Financial Analyst

View on SEC IAPD

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Nearby Investors

WILLIAM ERIC BLANTON
Travis L. Shirley
Michael Schanna

Nearby Offices

OKAPI CAPITAL, LLC · NEWPORT BEACH, CA
OCVC, LLC · NEWPORT BEACH, CA
MIG CAPITAL, LLC · NEWPORT BEACH, CA

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