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Current Employers
International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2021-01-12
  • LA RA
    APPROVED
    Since 2021-01-12

Branch Locations

1900 Auburn Avenue Suite E, Monroe, LA 71201 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Monroe LA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Monroe LA 11/2016 07/2020
Lpl Financial Llc Monroe LA 07/2020 11/2020
International Assets Advisory, Llc Monroe LA 12/2020 Present
International Assets Investment Management, Llc Monroe LA 12/2020 Present
Previous Registrations
Other Businesses

1) INTERNATIONAL ASSETS INVESTMENT MANAGEMENT LLC 111 N ORANGE AVE, STE 1000, ORLANDO, FL 32801 - RIA AFFILIATE OF INTERNATIONAL ASSETS ADVISORS - ADVISOR SINCE 12/2020 - APPROX 40 HRS/MO - FEE BASED COMPENSATION 2) LOUISIANA HUNTERS FOR HEROES - NON-PROFIT PROVIDING HUNTING/FISHING FOR VETERANS - TREASURER SINCE 1/2017 - APPROX 2 HRS/MO - NO COMPENSATION

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-22
  • S66 Uniform Combined State Law Examination
    2003-01-22
Designations
Other Names
  • Lisa L Keeper
  • Eilesia Mcgivney
  • Eilesia Mcgivney Dixon
  • Eilesia Kepper Mcgivney
  • Lisa Dixon

View on SEC IAPD

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