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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-02-09 |
| KS | RA | APPROVED | 2022-10-24 |
| MO | RA | APPROVED | 2022-10-24 |
Branch Locations
2960 E Battlefield Road, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Doty Finanicial Group | Springfield | MO | 07/2007 | Present |
| New York Life Insurance Company | Springfield | MO | 07/2009 | Present |
| Nylife Securities Llc | Springfield | MO | 07/2009 | Present |
| Eagle Strategies Llc | Springfield | MO | 10/2022 | Present |
[OPERATING UNDER THE DBA NAME OF THE DOTY FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; START DATE 07/2007] [DOTY LAND AND CATTLE OWN LAND & CATTLE; OWNER; NON INVESTMENT RELATED; START DATE 07/2009] [Twin Oaks Country Club ; Serving on the board of directors for Twin Oaks Country Club. The board is responsible for execution of the bylaws and oversight of the club general manager. ; 1020 E Republic Rd, Springfield, MO 65807; Start Date 12/2025; Role/Title: Board Member; Not Investment Related; 5 hours per month; 0 hours per month during securities trading hours; I will serve on the board and serve on sub committees as needed.]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-07 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-21 |
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