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Jacquelene Nicole Hall

Rbc Capital Markets, LLC

Tigard, OR

Lake Oswego, OR

CRD 4598634

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Employer firm

Rbc Capital Markets, LLC CRD 31194

$310B regulatory AUM 1,893 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-09-05
OR RA APPROVED 2015-12-08
  • TX RA
    APPROVED_RES
    Since 2019-09-05
  • OR RA
    APPROVED
    Since 2015-12-08

Branch Locations

Tigard, OR • United States

4949 Sw Meadows Road Suite 250, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Portland OR 10/2015 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-08
S65 Uniform Investment Adviser Law Examination 2012-06-16
S63 Uniform Securities Agent State Law Examination 2008-07-16
  • S66 Uniform Combined State Law Examination
    2015-12-08
  • S65 Uniform Investment Adviser Law Examination
    2012-06-16
  • S63 Uniform Securities Agent State Law Examination
    2008-07-16
Other Names
  • Jacquelene Nichole Edwards
  • Jaqueline Edwards
  • Jacquelene Edwards
  • Jackie Nicole Hall

View on SEC IAPD

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