Benjamin Leung

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2002 → Present
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 10/1993 → Present
  Benjamin And Associates
  Vienna, VA
• 09/2006 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1) BENJAMIN AND ASSOCIATES, INC, NOT INV REL, 2102 A GALLOWS ROAD, SUITE 200 IN VIENNA, VA, TITLE: PRESIDENT - STARTED 10///93,50 H/WK, TAX AND ACCOUNTING PRACTICE; 2) NAME OF OTHER BUSINESS: VIRGINIA PLATINUM, LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE LEASING; START DATE: 8/2001; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: LEASING CONDO TO TENANT AND ACCOUNTING FIRM; 3) NAME OF OTHER BUSINESS: VIRGINIA GOLDEN, LLC; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE LEASING; START DATE: 5/2016; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 1 ; APX NUMBER OF HOURS DURING TRADING HOURS: 1 ; BRIEF DESCRIPTION OF DUTIES: LEASING RESIDENTIAL CONDO; 4) NAME OF OTHER BUSINESS: PLATINUM LAW PLLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: BUSINESS AND TAX LAW ; START DATE: 06/2020 ; POSITION/TITLE/RELATIONSHIP: OWNER / ATTORNEY ; APX NUMBER OF HOURS PER WEEK: 10 ; APX NUMBER OF HOURS DURING TRADING HOURS: 10 ; BRIEF DESCRIPTION OF DUTIES: PROVIDE LEGAL SERVICES TO CLIENTS ; 5) NAME OF OTHER BUSINESS: PLATINUM LAW PLLC ; INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: LAW PRACTICE ; START DATE: 01/2021 ; POSITION/TITLE/RELATIONSHIP: OWNER / ATTORNEY ; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: 15 ; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER WORK TO HELP VICTIMS OF DOMESTIC VIOLENCE OBTAIN PROTECTIVE ORDER ;

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-10-09
• S63 Uniform Securities Agent State Law Examination
  2002-12-26

Other Names

• Horatio Leung