Matthew Alan Frey

Employer firm

Money Concepts Capital Corp CRD 12963

$4.07B regulatory AUM 1,108 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• GENERAL CONSULTING SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Qa3 Financial Llc
  Omaha, NE
• 06/2009 → Present
  Equity Resources
  Louisville, KY
• 02/2011 → Present
  Money Concepts Capital Corp
  Palm Beach Gardens, FL

Previous Registrations

• 2009-06-22 → 2011-02-11
  Qa3 Financial Llc
  Louisville, KY
  Omaha, NE
• 2005-07-22 → 2009-05-27
  Chase Investment Services Corp.
  Louisville, KY
  Louisville, KY
• 2004-01-05 → 2005-07-27
  Ubs Financial Services Inc.
  Louisville, KY

Other Businesses

1. WMG Capital, since 05/19/2022, Business Mamger, Owner, investment related, 1-10% time spent on activity during securities hrs.

Exams

• S66 Uniform Combined State Law Examination
  2003-01-03

Designations

• Certified Financial Planner

Other Names

• Matthew Frey