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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-09-19
TX RA APPROVED 2023-09-15
  • FL RA
    APPROVED
    Since 2023-09-19
  • TX RA
    APPROVED
    Since 2023-09-15

Branch Locations

1920 San Marco Blvd., Jacksonville, FL 32207 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Jacksonville FL 10/2002 09/2023
Raymond James Financial Services, Inc. Jacksonville FL 09/2023 Present
Raymond James Financial Services Advisors, Inc. Jacksonville FL 09/2023 Present
Previous Registrations
Other Businesses

(1)Name of Business: Hope Haven Address: 4600 Beach Blvd, Jacksonville, FL, 32207, United States Activity Type: Non profit Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 01/01/2021 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Finance Committee (2)Name of Business: Jacksonville Police and Fire Pension Fund Address: 1 W Adams St, Ste 100, Jacksonville, FL, 32202, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Finance/Investment Committee Member Investment Related: Yes Start Date: 08/01/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Member of the Financial Investment & Advisory Committee (3)Name of Business: Speedwell Capital Group Address: 1920 San Marco Blvd, Jacksonville, FL, 32207-3204, United States Activity Type: Support Company - Owner Position/Title: Officer - President Investment Related: No Start Date: 09/15/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: This is my approved DBA as an independent advisor with RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-16
  • S66 Uniform Combined State Law Examination
    2003-01-16
Other Names
  • Brian Chappell

View on SEC IAPD

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