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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14

Branch Locations

Lynnwood, WA • United States

7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allstate Insurance Co Lynwood WA 02/2010 06/2019
Pleasant Financial, Inc Seattle WA 07/2014 06/2019
Guardian Life Insurance Company Kirkland WA 07/2019 03/2020
Park Avenue Securities Kirkland WA 08/2019 03/2020
Prudential Insurance Company Of America Bellevue WA 03/2020 Present
Pruco Securities, Llc. Bellevue WA 03/2020 11/2024
Lpl Enterprise, Llc Edmonds WA 11/2024 Present
  • 02/2010 → 06/2019
    Allstate Insurance Co
    Lynwood, WA
  • 07/2014 → 06/2019
    Pleasant Financial, Inc
    Seattle, WA
  • 07/2019 → 03/2020
    Guardian Life Insurance Company
    Kirkland, WA
  • 08/2019 → 03/2020
    Park Avenue Securities
    Kirkland, WA
  • 03/2020 → Present
    Prudential Insurance Company Of America
    Bellevue, WA
  • 03/2020 → 11/2024
    Bellevue, WA
  • 11/2024 → Present
    Edmonds, WA
Previous Registrations
Other Businesses

1) 08/08/2025-Pleasant Financial, Inc.-Owner-Non-Variable Insurance-Inv related-At Lynnwood, WA-Start date 11/15/2024-1hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-29
  • S66 Uniform Combined State Law Examination
    2004-03-29
Other Names
  • Eric T Gudmundson
  • Eric Thor Gudmundson
  • Eric Gudmundson

View on SEC IAPD

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