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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Allstate Insurance Co | Lynwood | WA | 02/2010 | 06/2019 |
| Pleasant Financial, Inc | Seattle | WA | 07/2014 | 06/2019 |
| Guardian Life Insurance Company | Kirkland | WA | 07/2019 | 03/2020 |
| Park Avenue Securities | Kirkland | WA | 08/2019 | 03/2020 |
| Prudential Insurance Company Of America | Bellevue | WA | 03/2020 | Present |
| Pruco Securities, Llc. | Bellevue | WA | 03/2020 | 11/2024 |
| Lpl Enterprise, Llc | Edmonds | WA | 11/2024 | Present |
1) 08/08/2025-Pleasant Financial, Inc.-Owner-Non-Variable Insurance-Inv related-At Lynnwood, WA-Start date 11/15/2024-1hrs/mth-0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-29 |
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