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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2010-07-06
  • MI RA
    APPROVED
    Since 2010-07-06

Branch Locations

12900 Hall Rd Ste 265, Sterling Heights, MI 48313-1152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Sterling Heights MI 02/2006 Present
Previous Registrations
Other Businesses

(1) 02/06/2006: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPES: LIFE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE. (2) 04/16/2012: NO BUSINESS NAME - ATTORNEY - AT REPORTED BUSINESS LOCATION - RECEIVE FEES FOR CASES THAT I REFER W/ ATTORNEYS IN THE LOCAL AREAIN ACCORDANCE W/ STATE LAW. (3) 07/24/2012: Annie Mac Financial LLC - Non-Variable Insurance DBA - Annie Mac Financial LLC - INV REL - AT REPORTED BUSINESS LOCATION - Annie Mac Financial LLC is the DBA for my LPL business. I had been approved to use this DBA since today, when it was accidentally termed (I intended to terminate its use by my former employee, Lance Barba, O6FD and accidentally termed myself - 5% TIME SPENT. 4) 07/11/2017-Annie Mac Financial-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-start 02/20/11-Hours per month 160/ hours during trading 160

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-23
  • S66 Uniform Combined State Law Examination
    2002-12-23
Other Names
  • Anne E. Macintyre
  • Anne E. Macintyre
  • Anne E. Macintyre-Freedland

View on SEC IAPD

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