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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2010-07-06 |
Branch Locations
12900 Hall Rd Ste 265, Sterling Heights, MI 48313-1152 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Sterling Heights | MI | 02/2006 | Present |
(1) 02/06/2006: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - INS TYPES: LIFE, FIXED ANNUITIES, LONG-TERM CARE INSURANCE. (2) 04/16/2012: NO BUSINESS NAME - ATTORNEY - AT REPORTED BUSINESS LOCATION - RECEIVE FEES FOR CASES THAT I REFER W/ ATTORNEYS IN THE LOCAL AREAIN ACCORDANCE W/ STATE LAW. (3) 07/24/2012: Annie Mac Financial LLC - Non-Variable Insurance DBA - Annie Mac Financial LLC - INV REL - AT REPORTED BUSINESS LOCATION - Annie Mac Financial LLC is the DBA for my LPL business. I had been approved to use this DBA since today, when it was accidentally termed (I intended to terminate its use by my former employee, Lance Barba, O6FD and accidentally termed myself - 5% TIME SPENT. 4) 07/11/2017-Annie Mac Financial-investment related- At reported business location(s)- DBA for LPL Business (entity for LPL business)-start 02/20/11-Hours per month 160/ hours during trading 160
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-23 |
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