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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Dickinson | ND | 09/2002 | 11/2017 |
| Lpl Financial Llc | Dickinson | ND | 11/2017 | Present |
1. 03/19/2024 - Other - Notary - Investment Related - At Reported Business Location(s) - Start Date 04/26/2007 - 1 Hour Per Month/ During Trading 2. 05/31/2024 - Ron Schmidt - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 05/13/2024 - 20 Hours Per Month/ During Trading 3. 09/09/2025 - Ron Schmidt Investment Group, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/29/2018 - 160 Hours Per Month/ 40 hrs During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-10-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-05-05 |
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