Michael K Warne

Current Employers

Employment History

• 07/2015 → 01/2024
  Rbc Capital Markets, Llc
  Fort Collins, CO
• 04/2019 → 08/2021
  City National Bank
  Fort Collins, CO
• 01/2024 → 02/2025
  Moors Cabot Inc
  Fort Cpllins, CO
• 02/2025 → Present
  Synergy Capital
  Fort Collins, CO

Previous Registrations

• 2024-01-02 → 2025-03-03
  Moors & Cabot, Inc.
  Boston, MA
  Boston, MA
  Fort Collins, CO
  Phoenix, AZ
• 2015-07-08 → 2024-01-08
  Rbc Capital Markets, Llc
  Fort Collins, CO
• 2006-04-04 → 2015-07-17
  Ubs Financial Services Inc.
  Fort Collins, CO
  Fort Collins, CO

Other Businesses

Synergy Capital of Colorado, LLC; Address: Timnath, CO 80547; Business Description: operating company for securities business; Investment related; Start Date: 08/27/2023; Capacity: Co-owner; Duties: Serving clients financial needs; Hours devoted per week: 40; Hours devoted during securities hours per week: 40 Insurance Agent. Various Carriers. Not investment related. 215 W. Oak Street, Suite 1100 Fort Collins, CO 80521. Time spent= less than 5% each month.

Exams

• S66 Uniform Combined State Law Examination
  2006-04-03
• S63 Uniform Securities Agent State Law Examination
  2002-12-13

Other Names

• Michael Warne
• Michael Kitman Warne