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Louis Arnold La Medica

LPl Enterprise, LLC

West Caldwell, NJ

CRD 4596562

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14

Branch Locations

185 Fairfield Ave Suite 1D, West Caldwell, NJ 07006 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Elite Financial Services, Llc West Caldwell NJ 03/2015 Present
Nationwide Securities, Llc Columbus OH 07/2016 07/2019
Prudential Insurance Company Of America West Caldwell NJ 07/2019 Present
Pruco Securities, Llc. West Caldwell NJ 07/2019 11/2024
Lpl Enterprise, Llc West Caldwell NJ 11/2024 Present
Previous Registrations
Other Businesses

1) 02/14/2025 - Elite Financial Services, LLC- Non-Variable Insurance- Fixed Life Insurance- inv. related- at West Caldwell, NJ- start date 01/02/2013- 10hrs/mnth-5hrs during trading 2) 06/26/2025-Medicare Planning Services, LLC-Managing Member-Non-Variable Insurance-Inv related-At West Caldwell, NJ-Start date 11/17/2022-7hrs/mth-0hrs/mth during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-03-11
  • S66 Uniform Combined State Law Examination
    2003-03-11
Other Names
  • Louis La Medica
  • Louis Arnold La Medica
  • Louis Arnold La Medica
  • Louis A La Medica

View on SEC IAPD

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