Christina Emig

Rockefeller Financial LLC

Winter Park, FL

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Current Employers

Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-12-19

FL RA
APPROVED

Since 2025-12-19

Branch Locations

1100 Orange Ave Floor 2, Winter Park, FL 32789 • United States

3060 Peachtree Road, Nw, Suite 110, Atlanta, GA 30305 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Winter Park	FL	06/2010	12/2025
Bank Of America, N.A.	Winter Park	FL	07/2025	12/2025
Rockefeller Financial Llc	Winter Park	FL	12/2025	Present

06/2010 → 12/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL
07/2025 → 12/2025

Bank Of America, N.A.

Winter Park, FL
12/2025 → Present

Rockefeller Financial Llc

Winter Park, FL

Previous Registrations

2011-02-17 → 2025-12-18

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL
2009-06-01 → 2010-07-02

Morgan Stanley

Orlando, FL
2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Orlando, FL
2006-08-18 → 2007-04-02

Morgan Stanley Dw Inc.

Orlando, FL
2001-03-28 → 2006-07-03

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Winter Park, FL

Winter Park, FL

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2011-10-06
S63	Uniform Securities Agent State Law Examination	2009-08-31

S66 Uniform Combined State Law Examination

2011-10-06
S63 Uniform Securities Agent State Law Examination

2009-08-31

View on SEC IAPD

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