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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-05-11
  • CT RA
    APPROVED
    Since 2016-05-11

Branch Locations

1025 Main St, Waltham, MA 02451 • United States

One Bryant Park Investment Solutions Group, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bofa Distributors, Inc. Boston MA 05/2015 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Boston MA 05/2016 Present
Previous Registrations
  • 2015-08-14 → 2016-04-29
    Bofa Advisors, Llc
    Boston, MA
  • 2010-05-01 → 2015-04-27
    Minneapolis, MN
    Boston, MA
  • 2006-01-04 → 2010-05-01
    Bofa Advisors, Llc
    Boston, MA
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-12-19
S63 Uniform Securities Agent State Law Examination 2004-03-17
  • S65 Uniform Investment Adviser Law Examination
    2005-12-19
  • S63 Uniform Securities Agent State Law Examination
    2004-03-17
Other Names
  • Michael C Partridge

View on SEC IAPD

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