Steven Christopher Nelson

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 04/2018
  Cambridge Investment Research, Inc
  Fairfield, IA
• 10/2002 → 10/2017
  Lawing Financial Inc.
  Overland Park, KS
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → Present
  Private Client Services
  Overland Park, KS

Previous Registrations

• 2004-04-28 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
  Overland Park, KS
  Overland Park, KS
• 2004-01-21 → 2004-03-09
  On Investment Management Co
  Overland Park, KS

Other Businesses

1) PRIME CAPITAL INVESTMENT ADVISORS. 6201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. IAR-SALE AND SERVICE OF FEE BASED ASSET MANAGEMENT. 160 HOURS/MO; 140 DURING TRADING HOURS. 2) NATIONAL ASSOCIATE OF REMODELING INDUSTRY 8015 SHAWNEE MISSION PARKWAY, MERRIAM, KS 66202. ASSOCIATE MEMBER & MANAGED ACCOUNT & RETAIL ACCOUNT. 2 HOURS/MO; 1 DURING TRADING HOURS. 3) INSURANCE AGENT - PREVAIL INNOVATIVE WEALTH STRATEGIES. 10700 NALL, OVERLAND PARK, KS 66211. SALE OF INSURANCE PRODUCTS. AGENT: SALE AND SERVICE OF INSURANCE PRODUCTS TO CLIENTS. 5 HOURS/MO; 5 DURING TRADING HOURS. 4) PCRM, LLC. 6201 COLLEGE BLVD, STE 150, OVERLAND PARK, KS 66211. SALE OF & RELATED TO OUTSIDE SALES OF FIXED INSURANCE PRODUCTS THROUGH IMO (QUANTUM). INSURANCE AGENT-NOT SECURITIES RELATED. 2 HRS/MO; 2 DURING TRADING HRS. 5) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-11-20
• S63 Uniform Securities Agent State Law Examination
  2002-10-30

Other Names

• Steve C Nelson