Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-04-21 |
| TX | RA | APPROVED_RES | 2017-03-29 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Penniall & Asssociates | Pasadena | CA | 07/2015 | 03/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Manhattan Beach | CA | 03/2017 | Present |
| Bank Of America, N.A. | Manhattan Beach | CA | 03/2017 | Present |
I*7776For profit or not for profit: Name of outside business organization: Ronald GrimmInvestment related: Address of business:Long Beach, California 90815Nature of business: ,Position, title, association: , Start date of relationship: 3/8/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-02-17 |
Reach out to this advisor