Ronald Grimm

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2015 → 03/2017
  Penniall & Asssociates
  Pasadena, CA
• 03/2017 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Manhattan Beach, CA
• 03/2017 → Present
  Bank Of America, N.A.
  Manhattan Beach, CA

Previous Registrations

• 2015-07-22 → 2017-03-23
  Bridge Advisory Llc
  Pasadena, CA
• 2011-07-15 → 2015-07-16
  F500 Advisory Services, Inc.
  Newport Beach, CA
  Long Beach, CA
• 2008-07-09 → 2010-03-30
  Gunnallen Financial, Inc
  Tampa, FL
  Hydesville, CA
• 2005-09-26 → 2008-03-13
  Wamu Investments, Inc.
  Eureka, CA
  Arcata, CA
  Crescent City, CA
  Eureka, CA
• 2003-04-02 → 2005-08-23
  Morgan Stanley Dw Inc.
  Eureka, CA

Other Businesses

I*7776For profit or not for profit: Name of outside business organization: Ronald GrimmInvestment related: Address of business:Long Beach, California 90815Nature of business: ,Position, title, association: , Start date of relationship: 3/8/2019Number of hours devoted: 1 hour(s) Number of hours devoted during trading hours: 0Duties:

Exams

• S66 Uniform Combined State Law Examination
  2003-02-17

Other Names

• Ronald Grimm
• Ronald Joseph Grimm