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Christopher Andrew Nowakowski

Perennial Financial Services

Los Angeles, CA

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Current Employers
Perennial Financial Services

11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-06-12
TX RA APPROVED 2017-06-12
  • CA RA
    APPROVED
    Since 2017-06-12
  • TX RA
    APPROVED
    Since 2017-06-12

Branch Locations

11620 Wilshire Boulevard, Suite 400, Los Angeles, CA 90025 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Los Angeles CA 07/2004 Present
Perennial Financial Services (Perennial Investment Advisors Llc) Los Angeles CA 06/2017 Present
Perennial Financial & Insurance Services, Llc Los CA 09/2009 Present
  • 07/2004 → Present
    Lpl Financial, Llc
    Los Angeles, CA
  • 06/2017 → Present
    Perennial Financial Services (Perennial Investment Advisors Llc)
    Los Angeles, CA
  • 09/2009 → Present
    Perennial Financial & Insurance Services, Llc
    Los, CA
Previous Registrations
Other Businesses

(1) 04/17/2014 - PERENNIAL FINANCIAL & INSURANCE SERVICES - NON-VARIABLE INSURANCE DBA - PERENNIAL FINANCIAL & INSURANCE SERVICES - CONDUCTING NON VARIABLE INSURANCE UNDER DBA NAME IN COMPLIANCE WITH CALIFORNIA DEPARTMENT OF INSURANCE REQUIREMENT. - TIME SPENT 5% - LOS ANGELES, CA (2)07/31/2014 - PERENNIAL FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 10 HOURS PER MONTH - LOS ANGELES, CA. (2) 6/15/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 07/12/2017-Perennial Investment Advisors, LLC-DBA: Perennial Wealth Advisors, LLC-investment related-At reported business location(s)-Registered Investment Advisor Hybrid-RIA-start 06/01/2017- 80 Hours per month 80 -- 40 hours during securities trading hours --I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 01/30/2024 - Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Founder and Producer - Started: 1/25/2024 - 10 Hrs/mo; 0 Hrs During trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-01-17
  • S66 Uniform Combined State Law Examination
    2003-01-17
Other Names
  • Chris Nowakowski
  • Chris Andrew Nowakowski

View on SEC IAPD

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