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11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2017-06-12 |
| TX | RA | APPROVED | 2017-06-12 |
Branch Locations
11620 Wilshire Boulevard, Suite 400, Los Angeles, CA 90025 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Los Angeles | CA | 07/2004 | Present |
| Perennial Financial Services (Perennial Investment Advisors Llc) | Los Angeles | CA | 06/2017 | Present |
| Perennial Financial & Insurance Services, Llc | Los | CA | 09/2009 | Present |
(1) 04/17/2014 - PERENNIAL FINANCIAL & INSURANCE SERVICES - NON-VARIABLE INSURANCE DBA - PERENNIAL FINANCIAL & INSURANCE SERVICES - CONDUCTING NON VARIABLE INSURANCE UNDER DBA NAME IN COMPLIANCE WITH CALIFORNIA DEPARTMENT OF INSURANCE REQUIREMENT. - TIME SPENT 5% - LOS ANGELES, CA (2)07/31/2014 - PERENNIAL FINANCIAL SERVICES - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - TIME SPENT 10 HOURS PER MONTH - LOS ANGELES, CA. (2) 6/15/2017 - Perennial Investment Advisors, LLC - DBA: Perennial Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 06/01/2017 - 80 Hours Per Month/40 Hours During Securities Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (3) 07/12/2017-Perennial Investment Advisors, LLC-DBA: Perennial Wealth Advisors, LLC-investment related-At reported business location(s)-Registered Investment Advisor Hybrid-RIA-start 06/01/2017- 80 Hours per month 80 -- 40 hours during securities trading hours --I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in June 2017. I expect to spend approximately 80 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 01/30/2024 - Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Founder and Producer - Started: 1/25/2024 - 10 Hrs/mo; 0 Hrs During trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-01-17 |
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