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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2012-07-12
FL RA APPROVED 2009-10-23
  • TX RA
    APPROVED_RES
    Since 2012-07-12
  • FL RA
    APPROVED
    Since 2009-10-23

Branch Locations

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Naples FL 10/2009 Present
Bank Of America, Na Naples FL 12/2009 Present
Previous Registrations
  • 2003-10-08 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Naples, FL
    Naples, FL
    Naples, FL
  • 2002-12-19 → 2003-10-01
    Fort Myers, FL
Other Businesses

I*81082FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CORBIN COLLECTIONS, LLCINVESTMENT RELATED: NOADDRESS OF BUSINESS: NAPLES, FLORIDA 34119POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 4/20/2015NUMBER OF HOURS DEVOTED: 1 HOUR MTHLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THE PURPOSE OF THE ENTITY IS TO COLLECT MONTHLY RENAL INCOME FROM EITHER OR BOTH OF THE TWP BOAT DOCKS WE OWN, PAY ALLOCIATION DUES AND ANY EXPENSES ASSOCIATED WITH MAINTENANCE, AND PROVIDE A DEGREE OF LIABILITY PROTECTION.I*93689FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATIONNAME OF OUTSIDE BUSINESS ORGANIZATION: CRABTREE MANAGEMENT INC.INVESTMENT RELATED: NOADDRESS OF BUSINESS: NAPLES, FLORIDA 34119POSITION, TITLE, ASSOCIATION: OWNERSTART DATE OF RELATIONSHIP: 5/10/2016NUMBER OF HOURS DEVOTED: 500 HOURS ANNUALLYNUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0DUTIES: THIS ENTITY CAN BUY OR SELL REAL ESTATE.I*8236Entity Type: Rental Property Name of outside business organization: Grider Family Farms, LLCInvestment related: NoAddress of business: Naples, Florida 34119Position, title, association: Co-owner with other family membersStart date of relationship: 1/1/2019Number of hours devoted: 1 hr mthlyNumber of hours devoted during trading hours: 0Duties: Co- Owner rental propertyI*: 2930347Entity Type: Fiduciary roleName of OBA: C. G. Address: Burkesville, KY 42717Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 12/11/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annually Duties: Power of Attorney / Child/GrandchildI*: 2930348Entity Type: Fiduciary roleName of OBA: M. S.Address: Naples, FL 34109Investment Related: NoPosition, Title, Association: Power of Attorney Employee Start Date: 12/11/2025Number of Hours: 1 hr annuallyNumber of Hours during trading: 1 hr annually Duties: Power of Attorney/ Child/Grandchild I*3386268 Entity Type: N/A Name of OBA: C A G TOD BENEFICIARIES ON FILE Address: Naples, Florida, 34119 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild I*3386269 Entity Type: N/A Name of OBA: MLPF& S CUST FPO C A G IRA FBO C A Address: Naples, Florida, 34119 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild I*3383270 Entity Type: N/A Name of OBA: M C S TTEE U/A DTD 04/06/2000 BY M C Address: Naples, Florida, 34119 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 01/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 1, Yearly Duties: Child/Grandchild

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-17
  • S66 Uniform Combined State Law Examination
    2002-12-17
Other Names
  • Lindsay Anne Crabtree
  • Lindsay Anne Corbin

View on SEC IAPD

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