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Eric Hoertdoerfer

Ubs Financial Services Inc.

Boston, MA

Boston, MA

CRD 4595952

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-06-05
TX RA APPROVED_RES 2015-09-02
  • SC RA
    APPROVED
    Since 2023-06-05
  • TX RA
    APPROVED_RES
    Since 2015-09-02

Branch Locations

265 Franklin Street, Boston, MA 02110 • United States

One Post Office Square, Boston, MA 02109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Boston MA 10/2002 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-24
  • S66 Uniform Combined State Law Examination
    2002-12-24

View on SEC IAPD

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Nearby Offices

COHERE CAPITAL · BOSTON, MA
BAYPINE HOLDINGS LP · BOSTON, MA
GUIDEPOST GROWTH EQUITY MANAGEMENT COMPANY, L.P. · BOSTON, MA

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