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Traci Elizabeth Steder

Fifth Third Securities, Inc.

New Buffalo, MI

Sawyer, MI

Coloma, MI

CRD 4595923

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Employer firm

Fifth Third Securities, Inc. CRD 628

$10.9B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • SPONSOR WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Fifth Third Securities, Inc.

34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-11-17
  • MI RA
    APPROVED
    Since 2016-11-17

Branch Locations

1 West Buffalo Street, New Buffalo, MI 49117 • United States

12912 Three Oaks, Sawyer, MI 49125 • United States

6553 Paw Paw Avenue, Coloma, MI 49038 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fifth Third Bank New Buffalo MI 05/1995 Present
Fifth Third Securities New Buffalo MI 09/2002 Present
  • 05/1995 → Present
    Fifth Third Bank
    New Buffalo, MI
  • 09/2002 → Present
    Fifth Third Securities
    New Buffalo, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-17
S63 Uniform Securities Agent State Law Examination 2002-11-26
  • S66 Uniform Combined State Law Examination
    2016-11-17
  • S63 Uniform Securities Agent State Law Examination
    2002-11-26
Other Names
  • Traci Elizabeth Slater

View on SEC IAPD

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AUNA M KUEHNLE
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Nearby Offices

CARLA VOSS GENELLY · NEW BUFFALO, MI
EDWARD JONES · MICHIGAN CITY, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Michigan City, IN

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