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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-13
CA RA APPROVED 2012-09-12
  • TX RA
    APPROVED_RES
    Since 2021-10-13
  • CA RA
    APPROVED
    Since 2012-09-12

Branch Locations

401 E Valley Blvd, San Gabriel, CA 91776 • United States

601 W Route 66, Glendora, CA 91740 • United States

835 E Las Tunas Dr, San Gabriel, CA 91776 • United States

4261 Inland Empire Blvd, Ontario, CA 91764 • United States

165 E Bonita Ave, San Dimas, CA 91773 • United States

1023 N Grand Ave, Covina, CA 91724 • United States

333 N Euclid Ave, Ontario, CA 91762 • United States

17501 Colima Rd, City Of Industry, CA 91748 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
U.S. Bancorp Advisors, Llc City Of Industry CA 09/2012 Present
Previous Registrations
  • 2010-01-04 → 2012-09-04
    Placentia, CA
    La Habra, CA
    Fullerton, CA
    Orange, CA
    Orange, CA
    Anaheim, CA
    Anaheim Hills, CA
    Anaheim, CA
    Brea, CA
    Tustin, CA
    Tustin, CA
    Placentia, CA
    Buena Park, CA
    Fullerton, CA
    Orange, CA
    Buena Park, CA
    Yorba Linda, CA
    Fontana, CA
    Fontana, CA
    Rancho Cucamonga, CA
    Upland, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Rancho Cucamonga, CA
    Upland, CA
    Rancho Cucamonga, CA
    Upland, CA
    Fullerton, CA
    Yorba Linda, CA
    Brea, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-12-28
S63 Uniform Securities Agent State Law Examination 2000-03-01
  • S66 Uniform Combined State Law Examination
    2009-12-28
  • S63 Uniform Securities Agent State Law Examination
    2000-03-01

View on SEC IAPD

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